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In a frosty start to the holiday season, Foreign Private Issuers (“FPIs”) and their insiders are poised to lose a decades-old exemption...
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On November 17, the SEC’s Division of Exams released its Exam Priorities for Fiscal Year 2026. See...
The SEC announced that it was seeking dismissal of the federal court action against SolarWinds Corp. and its now chief information...
The SEC Division of Corporation Finance issued a pivotal Staff Statement today that could reshape how public companies approach...
Narrative Overview On November 13, 2025, the SEC issued post-shutdown guidance to help issuers navigate filings that became effective by...
The U.S. Securities and Exchange Commission (SEC) has signaled that it will continue its focus on foreign private issuers and...
In an October 9, 2025 speech, SEC Chairman Paul Atkins sent a clear signal that SEC Staff would grant broad No-Action Letter relief to...
On October 9, 2025, the SEC’s Division of Corporation Finance issued updated guidance on the Division’s operations during the ongoing...
Yesterday, before the federal government shutdown took effect, the SEC’s Division of Corporation Finance (the Division) confirmed in...
On September 17, 2025, the U.S. Securities and Exchange Commission took a significant step to reverse course on a decades-old policy...
Introduction Last month, the SEC settled an Enforcement action, TZP Associates, LLC, IA Rel. No 6908 (Aug. 15, 2025), that alleged an...
Executive Summary On August 7, 2025, President Trump signed an executive order, “Democratizing Access to Alternative Assets for 401(k)...
On Thursday, August 7, 2025, President Trump issued a new Executive Order (EO), “Guaranteeing Fair Banking for All Americans,” that...
After a rocky start to its highly-anticipated “Crypto Week,” the House of Representatives voted 308–122 to adopt the Guiding and...
Executive Summary In a pivotal decision issued on July 1, 2025, the U.S. Court of Appeals for the D.C. Circuit ruled that proxy voting...
Introduction On June 30, 2025, the U.S. Supreme Court granted cert to hear a case that could significantly impact how registered...