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On September 28, 2026, the SEC filed settled charges against CBIZ for Section 5 violations related to the issuance of common shares in...
The SEC proposed rescinding Rule 14a-8, eliminating the federal framework through which shareholders may have a proposal included in a...
The SEC's Division of Examinations (EXAMS) is the primary point of contact between the SEC and most investment advisers (IAs) and...
Executive Summary The SEC's creation of a dedicated Financial Reporting and Accounting Unit (FRAU) is more than an internal...
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Thank you to the more than 100 attendees who filled the room at the Freshfields Mexico City Forum. The event brought together Freshfields...
The SEC’s action against Netrios and Red Acre reads, on its surface, like a traditional offshore derivatives case. In reality, it...
On May 29, 2026, the U.S. Securities and Exchange Commission (the SEC, or the Commission) voted to propose the rescission of its March...
If you want a clear picture of where Reg BI is right now, the David Lerner Associates case is it. This isn’t a “new rule” story...
On May 5, 2026, the SEC proposed a rule that would permit (but not require) public companies to report their financial results twice a...
On April 16, 2026, the SEC’s Division of Corporation Finance (the “Division”), in a move intended to “address market inefficiencies,...
On March 5, the U.S. Securities and Exchange Commission used its exemptive authority under the Holding Foreign Insiders Accountable Act...
On December 11, the White House issued an Executive Order that targets proxy advisory firms, including ISS and Glass Lewis, for...
This blog was originally posted on December 12, 2025 and updated on December 16, 2025. In a frosty start to the holiday season, Foreign...
On November 17, the SEC’s Division of Exams released its Exam Priorities for Fiscal Year 2026. See...
The SEC announced that it was seeking dismissal of the federal court action against SolarWinds Corp. and its now chief information...
The SEC Division of Corporation Finance issued a pivotal Staff Statement today that could reshape how public companies approach...